Securities regulation /
Steinberg, Marc I.
Securities regulation / Marc I. Steinberg. - 4a ed. - Newark, NJ : LexisNexis, 2004. - xxxvii, 1297, 17, 26 p. ; 27 cm.
Includes bibliographical references and index.
An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- The concept of due diligence and its ramifications -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel -- Selected topics in securities regulation.
0820559989 9780820559988
2004103034
Securities--United States--Cases.
KF 1438 / S819s 2004
Securities regulation / Marc I. Steinberg. - 4a ed. - Newark, NJ : LexisNexis, 2004. - xxxvii, 1297, 17, 26 p. ; 27 cm.
Includes bibliographical references and index.
An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- The concept of due diligence and its ramifications -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel -- Selected topics in securities regulation.
0820559989 9780820559988
2004103034
Securities--United States--Cases.
KF 1438 / S819s 2004