Securities regulation : cases and materials /
Cox, James D., 1943-
Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort. - 6th ed. - New York : Aspen Publishers, c2009. - xxxiv, 1177 p. ; 26 cm. + teacher's manual.
Includes index.
The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.
Has supplement: Securities regulation : selected statutes, rules, and forms.
9780735578050 (hbk.) 0735578052 (hbk.) 9780735578067 (pbk. ; teacher's manual) 0735578060 (pbk. ; teacher's manual)
2009012584
Securities--United States--Cases.
KF 1439 / C877s 2009
346.73/0922
Securities regulation : cases and materials / James D. Cox, Robert W. Hillman, Donald C. Langevoort. - 6th ed. - New York : Aspen Publishers, c2009. - xxxiv, 1177 p. ; 26 cm. + teacher's manual.
Includes index.
The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws.
Has supplement: Securities regulation : selected statutes, rules, and forms.
9780735578050 (hbk.) 0735578052 (hbk.) 9780735578067 (pbk. ; teacher's manual) 0735578060 (pbk. ; teacher's manual)
2009012584
Securities--United States--Cases.
KF 1439 / C877s 2009
346.73/0922