Steinberg, Marc I. <br/><br/>
Securities regulation / 
Marc I. Steinberg. 
 - 4a ed. 
 - Newark, NJ :  LexisNexis,  2004. 
 - xxxvii, 1297, 17, 26 p. ;  27 cm. 
<br/><br/>Includes bibliographical references and index. 
<br/><br/>An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- The concept of due diligence and its ramifications -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel -- Selected topics in securities regulation. 
<br/><br/><label>ISBN: </label>0820559989 9780820559988 
<br/><br/><label>LCCN: </label>2004103034 
<br/><br/><label>Subjects--Topical Terms: </label><br/>Securities--United States--Cases.
<br/><br/><label>LC Class. No.: </label>KF 1438  / S819s 2004