TY  - BOOK
AU  - Steinberg,Marc I.
TI  - Securities regulation
SN  - 0820559989
AV  - KF 1438 S819s 2004
PY  - 2004///
CY  - Newark, NJ
PB  - LexisNexis
KW  - Securities
KW  - United States
KW  - Cases
N1  - Includes bibliographical references and index; An introduction to securities regulation -- Definition of a "security" -- Primary issuer transactional exemptions from registration -- The registration process -- Disclosure, materiality and Sarbanes-Oxley -- Resales and reorganizations -- The concept of due diligence and its ramifications -- Section 10(b) and related issues -- Alternative provisions -- Secondary liability -- Issuer affirmative disclosure obligations -- Insider trading -- Broker-dealer regulation -- Corporate control acquisitions and contests -- Securities law enforcement -- The role of counsel -- Selected topics in securities regulation
ER  -