TY - BOOK AU - Cox,James D. AU - Hillman,Robert W. AU - Langevoort,Donald C. TI - Securities regulation: cases and materials SN - 9780735578050 (hbk.) AV - KF 1439 C877s 2009 U1 - 346.73/0922 22 PY - 2009/// CY - New York PB - Aspen Publishers KW - Securities KW - United States KW - Cases N1 - Includes index; The framework of securities regulation -- The definition of a security -- Markets and their efficiency -- The public offering -- Exempt transactions -- Secondary distributions -- Recapitalizations, reorganizations, and acquisitions -- Exempt securities -- Liability under the securities act -- Financial reporting : mechanisms, duties, and culture -- Inquiries into the materiality of information -- Fraud in connection with the purchase or sale of a security -- The enforcement of the securities laws -- The regulation of insider trading -- Shareholder voting and going-private transactions -- Corporate takeovers -- Regulation of the securities markets and broker-dealers -- The investment advisers and investment company acts of 1940 -- Transnational fraud and the reach of U.S. securities laws; Has supplement: Securities regulation : selected statutes, rules, and forms ER -